Unclaimed
Malissa Lischin is a financial advisor with Cetera Advisors LLC. She is a registered representative with FINRA and has been in the industry since 1999. Malissa Lischin holds Series 7 and Series 63 securities licenses, as well as the SIE exam. Previously Malissa Lischin has worked for Cetera Advisor Networks LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, Oppenheimerfunds Distributor, Inc., Prudential Investment Management Services LLC, and Prudential Securities Incorporated. She is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/09/2020 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
04/09/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
04/09/2020 - 05/22/2020
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
IL
04/09/2020 - 05/22/2020
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
04/09/2020 - 05/22/2020
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
NY
04/18/2000 - 05/31/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
01/04/1999 - 04/03/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
03/18/1998 - 01/27/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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