Unclaimed
Malini Menon is a financial advisor registered with Ashton Stewart & Co., Inc. based in Miami, FL. Malini has been in the financial services industry since 2005, working at a number of firms including PNC Capital Markets, Inc., Key Capital Markets, Inc. and RBS Securities Inc.. She has earned the Series 7, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/07/2024 - Present
Ashton Stewart & CO., Inc. (MIAMI FL)
FL
04/05/2022 - 10/03/2022
ASHTON STEWART & CO., INC. (MIAMI FL)
FL
09/20/2016 - 04/30/2020
ASHTON STEWART & CO., INC. (MIAMI FL)
NY
02/17/2016 - 07/20/2016
TORINO CAPITAL LLC (NEW YORK NY)
CT
11/07/2007 - 02/14/2012
RBS SECURITIES INC. (STAMFORD CT)
PA
06/13/2005 - 12/16/2005
PNC INVESTMENTS (PITTSBURGH PA)
PA
03/24/2005 - 12/16/2005
PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)
OH
11/09/1998 - 01/21/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
06/16/1998 - 11/09/1998
KEY CAPITAL MARKETS, INC. (CLEVELAND OH)
BC
Issued 04/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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