Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malini? Claim Your ProfileMalini Nanda Raswant is a financial advisor at LPL Financial LLC and has been in the industry since December 9, 2000. Malini is a registered representative with FINRA and has been approved to conduct business in 27 states. Malini has a Series 6, 63, and 65 licenses. LPL Financial LLC is a large financial services firm that provides a wide range of financial products and services to individuals, businesses, and institutions. The firm is headquartered in Fort Mill, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
07/21/2021 - Present
LPL Financial LLC (VIENNA VA)
VA
07/10/2006 - 07/21/2021
WADDELL & REED (VIENNA VA)
MI
10/15/2001 - 07/07/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
02/08/2001 - 10/22/2001
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MI
12/08/2000 - 02/14/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 08/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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