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Malinda Nadene Williams

Cetera Advisors LLC

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About Malinda Nadene Williams

Malinda Nadene Williams is a registered representative with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC in Atlanta, Georgia. Malinda has been in the securities industry since March 13, 1987. Malinda holds the Series 7, Series 24, Series 63, Series 87, SIE, Series 79TO, and Series 99TO licenses.

Firm Information

Malinda Williams is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Malinda Williams’s Registration & Firm History

GA

12/11/2015 - Present

Cetera Advisors LLC (ATLANTA GA)

GA

12/11/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (ATLANTA GA)

GA

12/11/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)

GA

12/11/2015 - 11/01/2017

GIRARD SECURITIES, INC. (ATLANTA GA)

GA

12/11/2015 - 12/31/2016

LEGEND EQUITIES CORPORATION (Atlanta GA)

GA

12/11/2015 - 11/29/2016

INVESTORS CAPITAL CORP. (ATLANTA GA)

GA

12/11/2015 - 11/29/2016

VSR FINANCIAL SERVICES, INC. (Atlanta GA)

GA

05/19/2014 - 11/30/2015

CAMBRIDGE INVESTMENT RESEARCH, INC. (NORCROSS GA)

GA

03/08/2013 - 05/23/2014

SECURITY CAPITAL BROKERAGE, INC. (ATLANTA GA)

GA

11/18/1999 - 10/04/2012

JACKSON SECURITIES LLC (ATLANTA GA)

MN

02/10/1999 - 08/18/1999

COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)

GA

01/06/1999 - 02/12/1999

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NY

08/01/1994 - 12/14/1998

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

MA

03/31/1992 - 08/10/1994

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

NA

08/30/1989 - 03/31/1992

NATIONSBANC SECURITIES OF GEORGIA, INC.

NA

03/19/1986 - 06/07/1989

FSC SECURITIES CORPORATION

NA

03/27/1987 - 12/21/1988

MONY SECURITIES CORP.

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Licenses & Designations

BC

Issued 04/15/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/1986

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Malinda Nadene Williams.
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