Unclaimed
Malina Kate Rufo is a securities professional with a background in investment banking. Malina holds the Series 63, SIE and Series 79TO licenses and has been active in the industry since August 2021. She is registered in Massachusetts and New York, and currently employed by Mufg Securities Americas Inc. The firm has a branch office in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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