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Malina Kate Rufo

Mufg Securities Americas Inc.

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About Malina Kate Rufo

Malina Kate Rufo is a securities professional with a background in investment banking. Malina holds the Series 63, SIE and Series 79TO licenses and has been active in the industry since August 2021. She is registered in Massachusetts and New York, and currently employed by Mufg Securities Americas Inc. The firm has a branch office in New York City.

Firm Information

Malina Rufo is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Malina Rufo’s Registration & Firm History

NY

08/09/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/10/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2021

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Malina Kate Rufo.
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