Unclaimed
Malik Shuman is a financial advisor currently registered with ADP Broker-Dealer, Inc. Malik has been in the industry since June 20, 2018. Malik is licensed to provide financial advice in all 50 states. Malik holds the Series 6, Series 26 and Series 63 securities licenses, along with the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/21/2018 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
BC
Issued 07/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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