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Malia Tracy Tanaka

Usaa Investment Services Co.

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About Malia Tracy Tanaka

Malia Tanaka is an investment advisor representative with Usaa Investment Services Co. Malia has been in the industry since 2011. Malia is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Malia has a Series 6, Series 7, Series 63, and Series 65 license. Malia is also registered with the state of Colorado. Malia has experience with both investment advisory and brokerage services. Malia offers financial planning and referrals as services for clients.

Firm Information

Malia Tanaka is currently registered with Usaa Investment Services Co.. USAA Investment Services Co. is a corporation headquartered in San Antonio, TX, formed in September 1988. They offer financial planning and other advisory services to individuals and high-net-worth individuals. The firm is registered with the SEC and holds licenses in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a total of 150 registered representatives and 109 investment adviser representatives.
Usaa Investment Services Co.

9800 FREDERICKSBURG ROAD

SAN ANTONIO, TX 78288-0227

Not reported

Assets Under Management

1,609

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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referrals

Referrals

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fees pursuant to a referral agreement

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Malia Tanaka’s Registration & Firm History

AZ

11/05/2020 - Present

Usaa Investment Services Co. (Phoenix AZ)

CO

05/20/2016 - 06/08/2020

USAA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)

CO

09/09/2011 - 04/19/2016

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

IA

Issued 07/24/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/08/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Malia Tracy Tanaka.
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