Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malia? Claim Your ProfileMalia Lucila Brown is a financial professional with over two years of experience in the financial industry. Malia has a strong background in securities and investment products, having passed the Series 63, Series 7TO and SIE exams. Malia is currently registered with Fidelity Brokerage Services LLC and has previously held positions at GWFS Equities, Inc. and J.P. Morgan Securities LLC. Malia is licensed to provide investment advice in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
07/11/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
CO
01/15/2022 - 06/01/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
FL
11/16/2019 - 11/27/2021
J.P. MORGAN SECURITIES LLC (WEST PALM BEACH FL)
BC
Issued 02/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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