Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malia? Claim Your ProfileMalia Koontz is a registered representative with Principal Securities, Inc. Malia has been in the financial industry since 2012. Malia is licensed to provide investment advice in Colorado and Iowa. Malia is also a registered investment advisor in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
09/19/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
12/17/2012 - 01/28/2014
DIRECTED SERVICES LLC (DES MOINES IA)
BOTH
Issued 09/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/05/2024
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/17/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/24/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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