Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mali? Claim Your ProfileMali Gittel Perl is a financial advisor with Commonwealth Financial Network. Mali is registered with FINRA and has been in the financial industry since 1999. Mali has a wide range of experience, having worked at several firms including Ameriprise Financial Services, Inc., Purshe Kaplan Sterling Investments, USF Securities, L.P., and IDS Life Insurance Company. Mali is experienced working with individuals, high-net-worth individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/26/2018 - Present
Commonwealth Financial Network (NEW YORK NY)
NY
05/11/2010 - 11/09/2018
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
04/15/2009 - 02/01/2010
PURSHE KAPLAN STERLING INVESTMENTS (NEW YORK NY)
NY
07/17/2007 - 03/24/2009
USF SECURITIES, L.P. (NEW YORK NY)
NY
04/24/2002 - 07/23/2007
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
MN
04/24/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
06/29/2000 - 12/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/26/1999 - 07/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/17/1998 - 04/30/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 07/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mali Perl is the right advisor for you? Invested Better is here to help.
