Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malerie? Claim Your ProfileMalerie Keane is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 25 years of experience in the industry. Malerie has a wide range of experience working with various types of clients, including individuals, corporations, charitable organizations, insurance companies, and investment clubs. Malerie is a registered representative of Stifel, Nicolaus & Company, Inc. and holds Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/28/2014 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
02/11/2011 - 05/30/2014
STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)
CA
01/02/2003 - 02/14/2011
NOLLENBERGER CAPITAL PARTNERS INC. (SAN FRANCISCO CA)
NY
05/09/2002 - 07/18/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
02/13/2002 - 03/28/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
02/11/2002 - 02/19/2002
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
02/11/2002 - 02/11/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
NY
11/13/1995 - 02/15/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/24/1993 - 11/24/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 12/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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