Unclaimed
Malek Assad is a financial advisor who has been in the industry since May 15, 2016. Malek is currently registered with Pimco Investments LLC. Malek has also previously worked at Goldman Sachs & Co. LLC. Malek is licensed in all 50 states and the District of Columbia. Malek has passed the Series 66, Series 24, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/15/2017 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
NY
05/16/2016 - 10/04/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BOTH
Issued 11/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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