Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcom? Claim Your ProfileMalcom Leighton Liles is a financial advisor at Robert W. Baird & Co. Inc. Malcom has been in the financial industry since January 16, 2014. Malcom is a Certified Financial Planner and holds the Series 7, 79, 63, 66 and SIE licenses. Malcom is registered to offer investment advice in 31 states and the District of Columbia. Previous employers include Iroquois Capital Advisors, LLC. Malcom has specializations in various areas such as stocks, bonds, mutual funds, ETFs, options, and annuities. Malcom offers a variety of advisory services including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
06/21/2018 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
TN
08/17/2011 - 10/19/2015
IROQUOIS CAPITAL ADVISORS, LLC (NASHVILLE TN)
BOTH
Issued 04/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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