Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Winslow Mead is a registered representative with Cambridge Investment Research Advisors, Inc. and has been in the financial services industry since June 26, 2000. Malcolm is registered with the state of Vermont as an investment advisor representative and holds Series 7, 63, 55, and 66 licenses. Malcolm has worked with FCG Advisors, LLC and Labranche & Co. LLC in the past. Currently, Malcolm is based in North Chittenden, VT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VT
09/27/2021 - Present
Cambridge Investment Research Advisors, Inc. (North Chittenden VT)
NJ
01/10/2002 - 09/18/2020
FCG ADVISORS, LLC (CHATHAM NJ)
NY
06/20/2000 - 01/02/2002
LABRANCHE & CO. LLC (NEW YORK NY)
BOTH
Issued 09/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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