Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm William Brown is a financial advisor with LPL Financial LLC. Malcolm has been working in the financial services industry since 1993. Malcolm is registered with the state of Florida. Malcolm has a Series 7, Series 63, Series 65, and SIE license. Malcolm's previous experience includes roles at BCI Securities, Inc. and Northern Trust Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/16/2023 - Present
LPL Financial LLC (CORAL GABLES FL)
FL
01/23/2021 - 10/17/2022
BCI SECURITIES, INC. (MIAMI FL)
IL
09/02/1997 - 01/22/1999
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
01/06/1993 - 09/03/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/05/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/08/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Malcolm Brown is the right advisor for you? Invested Better is here to help.
