Unclaimed
Malcolm Wayne Browne is an active broker with Concourse Financial Group Securities, Inc. based in Houston, Texas. Malcolm has been in the financial services industry since 1982 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Malcolm's areas of expertise include financial planning, portfolio management, and pension consulting. He holds the Series 7, Series 63, and SIE licenses and is registered in Texas. Previously, Malcolm worked with IMS Securities, Inc., Raymond James & Associates, Inc., Mischler Financial Group, Inc., and Westcap Securities, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/16/1998 - Present
Concourse Financial Group Securities, Inc. (Houston TX)
TX
12/18/1996 - 03/27/1998
IMS SECURITIES, INC. (HOUSTON TX)
FL
11/27/1995 - 11/11/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CA
09/07/1995 - 10/04/1995
MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)
TX
08/31/1982 - 08/07/1995
WESTCAP SECURITIES, L.P. (HOUSTON TX)
NA
07/25/1987 - 08/24/1994
WESTCAP GOVERNMENT SECURITIES, INC.
BC
Issued 10/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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