Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Roger Parks is a financial advisor with Cetera Investment Advisers LLC and has over 30 years of experience in the financial services industry. Malcolm's current registrations are with Cetera Investment Advisers LLC and Cetera Advisor Networks LLC. Malcolm has passed various securities licenses and has experience with a wide range of investment products. Malcolm also has experience with a variety of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/13/2019 - Present
Cetera Investment Advisers LLC (MILROY PA)
PA
09/02/2015 - 09/19/2019
INFINEX INVESTMENTS, INC. (Lewistown PA)
PA
08/12/2011 - 09/15/2015
CETERA ADVISOR NETWORKS LLC (LEWISTOWN PA)
PA
03/18/2010 - 08/17/2011
LPL FINANCIAL LLC (LEWISTOWN PA)
PA
05/01/2003 - 03/22/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (LEWISTOWN PA)
PA
01/06/2003 - 05/01/2003
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
NJ
01/09/1989 - 01/23/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/09/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 3/2/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/25/2010
Series 7 - General Securities Representative Examination
BC
Issued 8/17/2004
Series 52 - Municipal Securities Representative Examination
BC
Issued 11/13/2003
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 1/6/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Malcolm Parks is the right advisor for you? Invested Better is here to help.
