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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Patterson Keers is an investment advisor representative with Stifel, Nicolaus & Company, Inc., with over 30 years of experience in the financial services industry. Malcolm has experience in providing financial advice to individuals, businesses, and institutional clients. Malcolm holds multiple securities licenses, including Series 7, Series 15, Series 31, and Series 63. Malcolm has been registered with Stifel since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/19/2009 - Present
Stifel, Nicolaus & Company, Inc. (WHITE PLAINS NY)
CT
01/01/2008 - 11/18/2009
WELLS FARGO ADVISORS, LLC (NORWALK CT)
CT
06/19/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NORWALK CT)
NY
02/06/1992 - 03/27/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
08/30/1989 - 10/26/1990
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NA
05/13/1987 - 10/30/1987
THOMSON MCKINNON SECURITIES INC.
NA
10/17/1985 - 03/05/1987
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
IA
Issued 04/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1985
Series 15 - Foreign Currency Options Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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