Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Northrup Briggs is a financial professional with over 40 years of experience in the financial services industry. Malcolm has been with Southeast Investments, N.c., Inc. since December 2012, and prior to that, worked for Securities America, Inc., Clark Securities, Inc., Northwestern Mutual Investment Services, LLC, Westport Financial Services, L.L.C., Clark/Bardes Financial Services, Inc., Clark-Bardes Securities, Inc., Andesa Investments Corporation, National Investment Consulting Corporation, Economic Research Analysts, Inc. and Mutual Benefit Financial Service Company. Malcolm holds FINRA Series 1, 6, 22, 39, and 63 licenses. Malcolm offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
1
2
NC
12/19/2012 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
PA
05/08/2012 - 12/21/2012
SECURITIES AMERICA, INC. (CENTER VALLEY PA)
NC
11/15/2007 - 05/10/2010
CLARK SECURITIES, INC. (GREENSBORO NC)
PA
06/23/2004 - 10/16/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALLENTOWN PA)
FL
05/22/2002 - 06/09/2004
WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)
NC
07/02/2001 - 12/21/2001
CLARK/BARDES FINANCIAL SERVICES, INC. (GREENSBORO NC)
TX
09/27/1993 - 07/02/2001
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
NA
03/27/1985 - 12/22/1989
ANDESA INVESTMENTS CORPORATION
NA
03/13/1981 - 12/18/1984
NATIONAL INVESTMENT CONSULTING CORPORATION
NA
05/16/1977 - 03/13/1981
ECONOMIC RESEARCH ANALYSTS, INC.
NA
01/23/1973 - 06/01/1977
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 09/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/11/1981
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/15/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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