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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Macfarlan Mayer is a financial advisor with UBS Financial Services Inc., a firm with over $700 billion in assets under management. Malcolm is registered in 40 states and has over 30 years of experience in the financial services industry. Malcolm has a strong background in securities, investment management, and retirement planning. Malcolm provides investment advice to individuals, families, and businesses. Malcolm specializes in helping clients reach their financial goals, whether it be saving for retirement, planning for college, or investing for the future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
02/24/2014 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
03/08/1995 - 04/17/2008
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
MI
11/11/1992 - 02/09/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
07/17/1992 - 10/22/1992
F.N. WOLF & CO., INC.
IA
Issued 03/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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