Unclaimed
Malcolm Lane is a financial professional with over 20 years of experience in the industry. Currently, Malcolm is registered with TP Icap Global Markets Americas LLC and has been with the firm since November 2017. Before joining TP Icap Global Markets Americas LLC, Malcolm was employed with ICAP Securities USA LLC and Castleoak Securities, LP. Malcolm is licensed to conduct business in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/22/2017 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/22/2018 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
12/01/2015 - 11/13/2017
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NJ
09/20/2004 - 10/29/2015
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NY
10/16/2003 - 09/23/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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