Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Leslie has over 18 years of experience in the financial industry, holding a Series 7, Series 63, Series 65, and Series 66 license. Malcolm currently works at Janus Henderson Distributors US LLC in Denver, Colorado. Malcolm has prior experience working with companies such as InCapital Insurance Services, LLC, InCapital LLC, Advisors Asset Management, Inc., Curian Clearing, LLC, Jackson National Life Distributors LLC, Investment Centers of America, Inc., The First Washington Financial Corporation, AXA Advisors, LLC, and Manulife Wood Logan, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/29/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
FL
08/25/2014 - 04/28/2016
INCAPITAL INSURANCE SERVICES, LLC (DELRAY BEACH FL)
FL
08/06/2014 - 04/28/2016
INCAPITAL LLC (DELRAY BEACH FL)
CO
07/26/2010 - 08/05/2014
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
CO
01/20/2010 - 07/16/2010
CURIAN CLEARING, LLC (DENVER CO)
CO
03/28/2008 - 12/31/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
01/10/2006 - 12/31/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
WI
05/12/2005 - 12/31/2005
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
VA
04/30/2003 - 04/06/2004
THE FIRST WASHINGTON FINANCIAL CORPORATION (CENTERVILLE VA)
NY
02/26/2002 - 03/28/2003
AXA ADVISORS, LLC (NEW YORK NY)
CT
05/19/2000 - 12/03/2001
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
BC
Issued 10/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/19/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Malcolm Leslie is the right advisor for you? Invested Better is here to help.
