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Malcolm Joseph Lunn

Virtus Investment Advisers, Inc.

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About Malcolm Joseph Lunn

Malcolm Lunn is a financial professional with over 20 years of experience in the industry. Malcolm currently works as a Registered Representative for Virtus Investment Advisers, Inc. Malcolm has a strong background in the financial services industry and has held positions with several other firms, including Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Malcolm is registered to provide investment advisory services in Connecticut and Texas.

Firm Information

Malcolm Lunn is currently registered with Virtus Investment Advisers, Inc.. Virtus Investment Advisers, Inc. is an investment advisor registered with the SEC. Located in HARTFORD, CT, the firm primarily serves investment companies, managing $53,982,609,839 in assets for 105 clients. Virtus Investment Advisers, Inc. also provides selection of other advisors and other advisory services.
Virtus Investment Advisers, Inc.

ONE FINANCIAL PLAZA

HARTFORD, CT 06103

$53.98B

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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an employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Malcolm Lunn’s Registration & Firm History

TX

11/19/2018 - Present

Virtus Investment Advisers, Inc. (SPRING TX)

ME

08/26/2016 - 06/01/2017

RIDGEWORTH DISTRIBUTORS LLC (PORTLAND ME)

ME

11/25/2014 - 08/09/2016

IMST DISTRIBUTORS, LLC (PORTLAND ME)

NY

04/27/2009 - 10/03/2014

GOLDMAN, SACHS & CO. (NEW YORK NY)

NJ

11/09/2004 - 05/11/2009

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

03/10/1998 - 11/18/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/23/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/23/2022

Series 24 - General Securities Principal Examination

BC

Issued 06/06/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/09/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Malcolm Joseph Lunn.
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