Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Jerry Ray is a financial professional with experience in the industry. Malcolm is currently registered with DFA Securities LLC, a firm with a focus on [Insert firm focus if available - e.g., "providing investment advice to individuals and families"]. Prior to his current role, Malcolm worked at VANGUARD MARKETING CORPORATION, where he gained valuable experience in the financial services industry. Malcolm holds the Series 7, Series 7TO, and Series 63 licenses. Malcolm is licensed in multiple states including California, Colorado, North Carolina, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/01/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
NC
07/07/2015 - 01/28/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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