linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Malcolm James Holley

Interactive Brokers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Malcolm? Claim Your Profile

About Malcolm James Holley

Malcolm Holley is a financial professional with over 20 years of experience in the industry. Malcolm is currently registered with Interactive Brokers LLC and has been with the firm since July 2012. Prior to joining Interactive Brokers LLC, Malcolm was employed by Morgan Stanley DW Inc. from February 2002 to December 2002. Malcolm holds licenses for Series 3, 7, 31, 66 and SIE. Malcolm is dedicated to providing clients with professional financial services.

Firm Information

Malcolm Holley is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Malcolm Holley’s Registration & Firm History

IL

07/11/2012 - Present

Interactive Brokers LLC (CHICAGO IL)

NY

02/07/2002 - 12/10/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

Not sure if Malcolm James Holley is right for you?

Licenses & Designations

BOTH

Issued 02/27/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2015

Series 3 - National Commodity Futures Examination

BC

Issued 07/10/2012

Series 7 - General Securities Representative Examination

BC

Issued 03/06/2002

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Malcolm James Holley.
Not sure if Malcolm James Holley is right for you?