Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Henry Liles is a financial advisor with over 40 years of experience in the industry. Malcolm is currently registered with Robert W. Baird & Co. Inc. and has previously worked with Morgan Stanley, Citigroup Global Markets Inc., and The Robinson-Humphrey Company, LLC. Malcolm specializes in a wide range of investment services including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Malcolm is also experienced in financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
05/10/2013 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
TN
06/01/2009 - 06/07/2013
MORGAN STANLEY (NASHVILLE TN)
TN
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
GA
01/25/1982 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 09/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/1982
Series 5 - Interest Rate Options Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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