Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Eustis is a financial advisor with Northwestern Mutual Investment Services, LLC. Malcolm has been in the industry since May 2017. Malcolm has been registered with the Securities and Exchange Commission (SEC) since July 2021. Malcolm is registered with the state of New Jersey and New York. Malcolm is a Series 7 and Series 66 licensed professional. Malcolm has been with Northwestern Mutual Investment Services, LLC since June 2021. Prior to that, Malcolm was employed at Halliday Financial, LLC from March 2019 to October 2020, and Merrill Lynch, Pierce, Fenner & Smith Incorporated from April 2016 to January 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
07/05/2021 - Present
Northwestern Mutual Investment Services, LLC (BALLSTON LAKE NY)
NY
05/01/2019 - 10/02/2020
HALLIDAY FINANCIAL, LLC (Clifton Park NY)
FL
04/20/2016 - 01/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PUNTA GORDA FL)
BOTH
Issued 06/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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