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Malcolm Ernest Douglas

GWN Securities Inc.

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About Malcolm Ernest Douglas

Malcolm Douglas is a financial advisor registered with GWN Securities Inc. in HAUPPAUGE, NY and has been working in the financial services industry since June 2, 1986. Malcolm holds licenses in various states, including Florida, New York, New Jersey, and Connecticut. He is also registered as an Investment Advisor Representative in New York. Malcolm provides financial planning services and specializes in portfolio management for individuals. Malcolm has experience with various investment strategies, including market timing services and selection of other advisors.

Firm Information

Malcolm Douglas is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Malcolm Douglas’s Registration & Firm History

NY

03/31/2021 - Present

GWN Securities Inc. (HAUPPAUGE NY)

IL

08/11/1997 - 07/30/2004

PMG SECURITIES CORPORATION (ELGIN IL)

FL

01/01/1994 - 08/04/1997

LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)

FL

05/28/1986 - 01/01/1994

LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)

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Licenses & Designations

BC

Issued 06/05/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Malcolm Ernest Douglas.
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