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Malcolm Emmanuel Walton

Sound Advisory

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About Malcolm Emmanuel Walton

Malcolm Walton is a financial advisor at Sound Advisory, based in Plano, TX. Malcolm holds a Series 7TO, Series 6TO and SIE license and a Series 66 license. Malcolm has experience in financial planning and portfolio management for individuals and businesses. Sound Advisory is a firm that provides financial planning and portfolio management services to individuals, high-net-worth individuals, charitable organizations, and other businesses. Sound Advisory has over 168 accounts under management and over $69.9 million in assets under management.

Firm Information

Malcolm Walton is currently registered with Sound Advisory. Sound Advisory is an investment advisory firm with $69.9 million in regulatory assets under management. They offer financial planning, portfolio management for businesses and individuals, and tax preparation services. Their client base includes high-net-worth individuals, charities, and individuals other than high-net-worth.

$69.90M

Assets Under Management

27

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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tax preparation

Tax preparation

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Malcolm Walton’s Registration & Firm History

TX

02/14/2025 - Present

Sound Advisory (Frisco TX)

WV

08/20/2019 - 02/11/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON WV)

WV

03/22/2019 - 05/22/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HUNTINGTON WV)

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Licenses & Designations

BOTH

Issued 10/04/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/22/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/11/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Malcolm Emmanuel Walton.
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