Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Duff Gillan is a financial advisor with Fidelity Brokerage Services LLC. Malcolm has been working in the financial industry since 1988. Malcolm is registered with FINRA and has a Series 7, Series 24, Series 55, and SIE license. Malcolm is registered in 22 states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/05/2018 - Present
Fidelity Brokerage Services LLC (GARDEN CITY NY)
NY
09/22/2017 - 08/06/2018
AXA ADVISORS, LLC (WOODBURY NY)
NY
05/20/1987 - 03/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/25/1986 - 03/05/1987
DAIN, BOSWORTH INCORPORATED
NA
08/05/1985 - 02/03/1986
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
BC
Issued 07/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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