Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm D. Spittler is a registered representative with Citigroup Global Markets Inc. Malcolm has been in the financial services industry since February 12, 2007. Malcolm is a licensed agent and has Series 7, Series 63 and SIE licenses. Malcolm specializes in Asset Allocation Advice, Financial Planning, Pension Consulting and Publication of Periodicals. Malcolm was previously employed with CITI PRIVATE ALTERNATIVES, LLC in Palo Alto, CA. Malcolm currently works at the Citigroup Global Markets Inc. branch located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/12/2007 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
CA
03/28/2017 - 04/01/2024
CITI PRIVATE ALTERNATIVES, LLC (Palo Alto CA)
BC
Issued 02/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Malcolm Spittler is the right advisor for you? Invested Better is here to help.
