Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm C Tarver is a registered representative with Raymond James & Associates, Inc. Malcolm has been in the securities industry since 1969 and holds the following licenses: Series 1, 63, 7TO, SIE, and PC. Malcolm is also registered as an investment advisor representative in Georgia and Texas. Malcolm has been associated with Raymond James & Associates, Inc. since 2008. Previously, Malcolm was employed with UBS Financial Services Inc. from 1980 to 2008 and Paine, Webber, Jackson & Curtis Incorporated from 1969 to 1980.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/04/2008 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
01/31/1980 - 02/21/2008
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NA
09/12/1969 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 10/14/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 09/10/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Malcolm Tarver is the right advisor for you? Invested Better is here to help.
