Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malcolm? Claim Your ProfileMalcolm Alexander Winks is a financial professional with over 10 years of experience in the industry. Malcolm is currently registered with Paulson Investment Co. LLC and has been with the firm since June 2015. Prior to that, Malcolm held positions at several other firms including T3 Trading Group, LLC, WTS Proprietary Trading Group LLC, and Advanced Equities, Inc. Malcolm holds a variety of licenses and certifications, including Series 7, 24, 27, 66, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/22/2015 - Present
Paulson Investment Co. LLC (Chicago IL)
NY
11/07/2014 - 06/26/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
09/30/2014 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
IL
07/18/2011 - 11/20/2012
ADVANCED EQUITIES, INC. (CHICAGO IL)
BOTH
Issued 10/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/08/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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