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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malachi? Claim Your ProfileMalachi David Rountree ii is a financial advisor currently registered with Fidelity Personal And Workplace Advisors. Malachi has been in the industry for a number of years, previously working for Northwestern Mutual Investment Services, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Malachi is registered to provide investment advice in Kentucky and Texas, Malachi holds the Series 63, 66 and 7TO licenses. Malachi is a financial advisor who provides financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
09/02/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
KY
05/22/2020 - 07/06/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
KY
07/19/2019 - 05/11/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOUISVILLE KY)
BOTH
Issued 06/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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