Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maksym? Claim Your ProfileMaksym Konovalov is a registered Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Maksym Konovalov is also a registered representative with the firm in California. Maksym Konovalov has been in the financial services industry since 2016. Maksym Konovalov holds the Series 6, Series 63, and Series 65 licenses, as well as the SIE designation. Maksym Konovalov has prior experience with Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/11/2023 - Present
Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)
CA
08/08/2016 - 02/07/2022
PRUCO SECURITIES, LLC. (Walnut Creek CA)
IA
Issued 08/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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