Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Makoto? Claim Your ProfileMakoto Usui is an Investment Advisor Representative with J.P. Morgan Securities LLC. Makoto has been in the industry since 2003. Makoto has passed multiple exams including Series 7, Series 3, Series 55, Series 63, Series 66, Series 4, and Series 57TO. Makoto is registered in 53 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Makoto's previous employment includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Mizuho Securities USA Inc. Makoto specializes in securities, commodities, and futures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/07/2023 - Present
J.p. Morgan Securities LLC (New York NY)
NY
03/29/2005 - 10/12/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/17/2003 - 04/04/2003
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
10/14/1999 - 08/02/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2022
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/09/2000
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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