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Makiko Anzai

Mufg Securities Americas Inc.

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About Makiko Anzai

Makiko Anzai is a registered representative with Mufg Securities Americas Inc. Makiko has been in the industry since January 29, 2015 and holds the Series 63, SIE and Series 79 licenses. Makiko is licensed in New York.

Firm Information

Makiko Anzai is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Makiko Anzai’s Registration & Firm History

NY

04/01/2017 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

01/29/2015 - 04/01/2017

BTMU SECURITIES, INC. (New York NY)

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Licenses & Designations

BC

Issued 04/22/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Makiko Anzai.
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