Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mak? Claim Your ProfileMak Yoshi Asada is a registered representative with Nylife Distributors LLC. Mak has been in the financial services industry since November 19, 2009. Mak has passed the Series 7, Series 7TO, and Series 63 exams. Mak holds registrations in 51 states and the District of Columbia. Mak has previously held positions at MITSUBISHI UFJ SECURITIES (USA), INC., NOMURA SECURITIES INTERNATIONAL, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/22/2021 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
02/27/2007 - 07/18/2008
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
10/21/2002 - 10/19/2005
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/29/1994 - 01/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mak Asada is the right advisor for you? Invested Better is here to help.
