Unclaimed
Maisa Ahmad is a registered representative with Northern Trust Securities, Inc. and has been in the industry since November 2009. Maisa Ahmad is also an Investment Adviser Representative and has been registered with the state of Illinois since July 2022. Maisa Ahmad is registered with the state of Illinois as a broker-dealer and investment advisor. Before joining Northern Trust, Maisa Ahmad worked at Fidelity Brokerage Services LLC and Scottrade, Inc. Maisa Ahmad holds the Series 63, 65, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/12/2022 - Present
Northern Trust Securities, Inc. (Chicago IL)
IL
05/15/2015 - 06/24/2022
FIDELITY BROKERAGE SERVICES LLC (OAK BROOK IL)
IL
11/04/2009 - 05/15/2015
SCOTTRADE, INC. (TINLEY PARK IL)
IA
Issued 09/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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