Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mainor? Claim Your ProfileMainor Ulate is a financial professional with experience in the securities industry. Mainor has a Series 63, Series 6TO, and SIE license. Mainor has been registered with FINRA since December 2021. Currently, Mainor is registered with J.p. Morgan Securities LLC and is located in the New Providence, NJ branch office. Mainor was previously registered with SANTANDER SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
12/16/2021 - Present
J.p. Morgan Securities LLC (New Providence NJ)
NJ
03/08/2019 - 09/13/2021
SANTANDER SECURITIES LLC (Stirling NJ)
BC
Issued 03/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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