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Maile Sue Foster

Kovack Advisors, Inc.

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About Maile Sue Foster

Maile Foster is a financial advisor with Kovack Advisors, Inc. based in Fort Lauderdale, Florida. Maile has been in the financial industry since 1998 and holds a Series 7, Series 24, Series 26, and Series 63 license as well as a Series 65 license. Maile is a Certified Financial Planner™ and offers financial planning, investment management, and selection of other advisers services to individuals, corporations, and businesses. Maile has experience working with high net worth individuals, pension and profit sharing plans, and corporations or other businesses.

Firm Information

Maile Foster is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maile Foster’s Registration & Firm History

FL

05/11/2023 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

CO

03/15/2007 - 01/13/2011

SECURIAN FINANCIAL SERVICES, INC. (COLORADO SPRINGS CO)

CO

08/04/2005 - 03/13/2007

HORNOR, TOWNSEND & KENT, INC. (COLORADO SPRINGS CO)

NY

03/18/2002 - 08/09/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NJ

03/15/2000 - 01/25/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MN

06/25/1998 - 02/01/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/25/1998 - 02/01/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 08/13/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2000

Series 24 - General Securities Principal Examination

BC

Issued 04/19/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Maile Sue Foster. Review regulatory record here.
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