Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maia? Claim Your ProfileMaia Seki is an investment professional registered with FINRA and the Securities Industry Essentials (SIE) examination. Maia has passed the General Securities Representative Examination (Series 7) and Investment Banking Registered Representative Examination (Series 79) and is currently employed by Scotia Capital (usa) Inc. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/02/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 09/15/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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