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Maia Anne Chase

Northwestern Mutual Investment Services, LLC

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About Maia Anne Chase

Maia Anne Chase is a financial professional with over 16 years of experience in the industry. Maia is currently registered with Northwestern Mutual Investment Services, LLC and is based in Milwaukee, Wisconsin. Maia has held previous positions with Phillips & Company and Hornor, Townsend & Kent, Inc. Maia is licensed to provide investment advice and is a registered representative in California and Wisconsin. Maia holds the Series 6, 7, and 63 securities licenses, as well as the SIE exam. Maia is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Maia Chase is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Maia Chase’s Registration & Firm History

WI

11/14/2008 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

OR

07/28/2008 - 09/18/2008

PHILLIPS & COMPANY (PORTLAND OR)

OR

10/19/2007 - 07/23/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PORTLAND OR)

PA

09/24/2002 - 10/05/2004

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

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Licenses & Designations

BC

Issued 01/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2007

Series 7 - General Securities Representative Examination

BC

Issued 09/23/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maia Anne Chase.
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