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Mai Nguyen Bresnik

A.g.p. / Alliance Global Partners

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About Mai Nguyen Bresnik

Mai Bresnik is a financial advisor with over 12 years of experience in the industry. Mai is currently registered with Alliance Global Partners and has held previous positions with National Securities Corporation, Halcyon Cabot Partners, Dinosaur Securities, and Max International Broker/Dealer Corp. Mai is licensed to provide advisory services in several states including Alabama, California, Maryland, New Jersey, New York, and Pennsylvania. Mai has passed the Series 3, 7, 34, 63, and 66 exams as well as the Securities Industry Essentials Examination. Mai specializes in providing financial planning, portfolio management, and selection of other advisors. Mai is also registered to provide investment advisory services.

Firm Information

Mai Bresnik is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Mai Bresnik’s Registration & Firm History

NY

07/25/2022 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

10/22/2015 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

04/03/2014 - 10/07/2015

HALCYON CABOT PARTNERS, LTD. (NEW YORK NY)

NY

09/05/2012 - 04/01/2014

DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)

NY

03/28/2011 - 01/29/2013

MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)

FL

08/03/2012 - 09/25/2012

NSM SECURITIES, INC. (WEST PALM BEACH FL)

NY

09/15/2010 - 12/31/2010

MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/02/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/14/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2012

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 03/15/2012

Series 3 - National Commodity Futures Examination

BC

Issued 09/14/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mai Nguyen Bresnik.
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