Unclaimed
Mai Khanh Thi Nguyen is a financial professional registered with the state of California and holds Series 6, Series 63, and SIE licenses. Mai Khanh Thi Nguyen is currently employed by Nylife Securities LLC. Mai Khanh Thi Nguyen has been in the financial industry since 2015. The firm's main office is located in Huntington Beach, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/10/2015 - Present
Nylife Securities LLC (Huntington Beach CA)
BC
Issued 05/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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