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Mai Bach Luc

Edward Jones

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About Mai Bach Luc

Mai Bach Luc is an active investment advisor representative with Edward Jones. Mai has been in the industry since June 22, 2002. Mai has a wide range of experience in the financial services industry, having worked with several firms prior to Edward Jones. This includes The Leaders Group, INC., ING Financial Partners, INC., Vanguard Marketing Corporation, Securities Service Network, INC., RMIN Securities, INC., Chase Investment Services Corp., BANC ONE Securities Corporation, American Express Financial Advisors INC., and IDS Life Insurance Company. Mai is registered with the Securities and Exchange Commission and FINRA. Mai is also a Certified Financial Planner. In addition to working as an investment advisor representative, Mai is also the English Editor of ButTre Magazine.

Firm Information

Mai Luc is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Mai Luc’s Registration & Firm History

MO

01/03/2022 - Present

Edward Jones (ST LOUIS MO)

CO

01/02/2014 - 12/31/2015

THE LEADERS GROUP, INC. (LITTLETON CO)

AZ

11/21/2012 - 12/31/2013

ING FINANCIAL PARTNERS, INC. (SCOTTSDALE AZ)

AZ

06/09/2011 - 09/06/2012

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

AZ

02/02/2011 - 06/10/2011

SECURITIES SERVICE NETWORK, INC. (SCOTTSDALE AZ)

AZ

06/13/2006 - 03/10/2010

RMIN SECURITIES, INC. (SCOTTSDALE AZ)

AZ

07/06/2005 - 01/24/2006

CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)

IL

11/13/2000 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MN

08/15/2000 - 10/26/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/15/2000 - 10/26/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/22/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/15/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/16/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/18/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mai Bach Luc.
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