Unclaimed
Mahmood Reza Watts is a financial professional with over 17 years of experience in the securities industry. Mahmood is currently registered with Natixis Securities Americas LLC, a firm that specializes in providing investment banking and capital markets services. Mahmood has held previous positions with several other reputable firms, including CIBC World Markets Corp., BMO Capital Markets Corp., Nomura Securities International, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., and SG Americas Securities, LLC. Mahmood has a broad range of experience in the financial services industry and is well-versed in investment banking, equity trading, and other related areas. Mahmood holds the Series 7, Series 55, Series 79, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2022 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
05/05/2021 - 03/02/2022
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/01/2016 - 02/24/2021
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
08/04/2014 - 07/11/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
08/22/2011 - 07/25/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/07/2006 - 07/16/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/14/2005 - 08/08/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
IL
08/06/2003 - 04/23/2004
ASSENT LLC (BOLINGBROOK IL)
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/18/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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