Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mahesh? Claim Your ProfileMahesh Rajagopalan is a financial advisor with Capital One Securities, Inc. in Chicago, Illinois. Mahesh has been in the financial services industry since 2002. He has previously worked at several other firms including Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, First Union Securities, Inc. and Banc of America Securities LLC. Mahesh holds the Series 7, Series 63, SIE and Series 79TO licenses and is registered in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/26/2016 - Present
Capital ONE Securities, Inc. (Chicago IL)
NY
07/11/2011 - 02/15/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/12/2006 - 06/30/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/23/2006 - 06/08/2006
UBS SECURITIES LLC (NEW YORK NY)
MO
05/30/2001 - 05/09/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
04/24/1998 - 03/14/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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