Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mahesh? Claim Your ProfileMahesh Bhagwan Assomull mahtani is a registered representative with Mufg Securities Americas Inc., a broker-dealer headquartered in New York, New York. Mahesh joined the firm in December 2018 and has been in the securities industry since July 2013. Prior to joining Mufg Securities Americas Inc., Mahesh was a registered representative with NABSECURITIES, LLC and Morgan Stanley & Co., Incorporated. Mahesh holds Series 7, Series 63, Series 79TO, and SIE licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/20/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/09/2015 - 12/20/2018
NABSECURITIES, LLC (NEW YORK NY)
NY
04/04/2007 - 11/07/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
12/15/2005 - 03/22/2007
IXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
BC
Issued 11/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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