Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mahendra? Claim Your ProfileMahendra Rathore is a financial advisor with over 10 years of experience in the industry. Mahendra is currently registered with Omega Wealth Management, LLC in North Carolina. Mahendra is also a Certified Financial Planner and a Chartered Financial Consultant, working to help clients achieve their financial goals. Prior to joining Omega Wealth Management, LLC, Mahendra has held positions with companies such as Ally Invest Securities LLC, Chelsea Financial Services, AXA Advisors, LLC, Alight Financial Solutions, LLC, TIAA-CREF Individual & Institutional Services, LLC, MetLife Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
04/02/2024 - Present
Omega Wealth Management, LLC (CHARLOTTE NC)
NC
04/25/2022 - 11/04/2022
ALLY INVEST SECURITIES LLC (Charlotte NC)
NY
02/09/2022 - 03/17/2022
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
NC
09/20/2017 - 03/11/2020
AXA ADVISORS, LLC (CHARLOTTE NC)
NC
04/15/2016 - 09/15/2017
ALIGHT FINANCIAL SOLUTIONS, LLC (CHARLOTTE NC)
NC
02/15/2011 - 10/25/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
02/15/2010 - 12/13/2010
METLIFE SECURITIES INC. (CHARLOTTE NC)
NC
07/18/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BC
Issued 11/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2023
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
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